Filing Details
- Accession Number:
- 0001239819-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-31 16:48:46
- Reporting Period:
- 2017-01-27
- Filing Date:
- 2017-01-31
- Accepted Time:
- 2017-01-31 16:48:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1239819 | Luna Innovations Inc | LUNA | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363589 | System Health Carilion | C/O Luna Innovations Incorporated 301 1St Street Sw, Suite 200 Roanoke VA 24011 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-27 | 59,400 | $1.98 | 2,189,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-30 | 25,166 | $2.00 | 2,164,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.95 to $2.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
