Filing Details

Accession Number:
0001209191-17-006292
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-31 13:11:07
Reporting Period:
2017-01-27
Filing Date:
2017-01-31
Accepted Time:
2017-01-31 13:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
89800 Sherwin Williams Co SHW Retail-Building Materials, Hardware, Garden Supply (5200) 340526850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489329 J Allen Mistysyn 101 W. Prospect Avenue
Cleveland OH 44115
Svp - Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-27 38 $127.99 703 No 4 M Indirect By spouse
Common Stock Acquisiton 2017-01-27 500 $154.43 1,203 No 4 M Indirect By spouse
Common Stock Acquisiton 2017-01-27 367 $180.46 1,570 No 4 M Indirect By spouse
Common Stock Acquisiton 2017-01-27 221 $227.73 1,791 No 4 M Indirect By spouse
Common Stock Acquisiton 2017-01-27 204 $239.55 1,995 No 4 M Indirect By spouse
Common Stock Disposition 2017-01-27 425 $304.76 1,570 No 4 S Indirect By spouse
Common Stock Disposition 2017-01-27 405 $306.80 1,165 No 4 S Indirect By spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 M Indirect By spouse
No 4 S Indirect By spouse
No 4 S Indirect By spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 13 $0.00 13 $127.99
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 12 $0.00 12 $127.99
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 13 $0.00 13 $127.99
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 339 $0.00 339 $154.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 161 $0.00 161 $154.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 184 $0.00 184 $180.46
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 183 $0.00 183 $180.46
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 204 $0.00 204 $227.73
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 17 $0.00 17 $227.73
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-27 204 $0.00 204 $239.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-17 2022-07-16 No 4 M Indirect
0 2014-07-17 2022-07-16 No 4 M Indirect
0 2015-07-17 2022-07-16 No 4 M Indirect
0 2013-10-17 2022-10-16 No 4 M Indirect
327 2014-10-17 2022-10-16 No 4 M Indirect
136 2014-10-16 2023-10-15 No 4 M Indirect
136 2015-10-16 2023-10-15 No 4 M Indirect
0 2015-10-22 2024-10-21 No 4 M Indirect
186 2016-10-22 2024-10-21 No 4 M Indirect
0 2016-10-16 2025-10-15 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,861 Direct
Common Stock 91 Indirect Stock Plan
Common Stock 3,631 Indirect Stock Plan
Footnotes
  1. Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.66 to $304.87 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. Of shares listed, 570 are restricted stock and 95 are restricted stock units, which were acquired by the reporting person's spouse prior to their marriage in late 2016. The reporting person disclaims beneficial ownership of the shares held by his spouse.
  4. Of shares listed, 1,750 are restricted stock and 1,050 are restricted stock units.
  5. Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement.
  6. Represents the number of shares of common stock attributable to the reporting person's spouse's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement. The reporting person disclaims beneficial ownership of the shares held by his spouse.