Filing Details
- Accession Number:
- 0001225208-17-002092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-31 08:43:02
- Reporting Period:
- 2017-01-30
- Filing Date:
- 2017-01-31
- Accepted Time:
- 2017-01-31 08:43:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601145 | S Tashtego Elwyn | 880 Carillon Parkway St. Petersburg FL 33716 | President - Rja | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-30 | 791 | $37.87 | 16,248 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-30 | 791 | $74.03 | 15,457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-30 | 791 | $0.00 | 791 | $37.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,418 | 2019-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,005 | Indirect | ESOP |
| Common Stock | 50 | Indirect | UTMA Custodian for Daughter |
| Common Stock | 50 | Indirect | UTMA Custodian for Son |
Footnotes
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 24, 2016.
- Of the 10,000 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017.
Billionaire Hedge Funds
