Filing Details
- Accession Number:
- 0001140361-17-003422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-30 15:32:36
- Reporting Period:
- 2017-01-27
- Filing Date:
- 2017-01-30
- Accepted Time:
- 2017-01-30 15:32:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392632 | L Robert Selitto | 200 Palmer Street Stroudsburg PA 18360 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-27 | 13 | $16.10 | 2,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-27 | 303 | $16.02 | 2,372 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-27 | 49 | $16.01 | 2,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-27 | 112 | $15.98 | 2,211 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | As custodian for child 2 |
Common Stock | 5,866 | Indirect | By ESOP |
Common Stock | 4,670 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-23 | 15,000 | 15,000 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.