Filing Details

Accession Number:
0001225208-17-001837
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-27 15:16:28
Reporting Period:
2017-01-25
Filing Date:
2017-01-27
Accepted Time:
2017-01-27 15:16:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1521404 Barings Global Short Duration High Yield Fund BGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427722 A. Martin Sumichrast 550 South Tryon Street
Suite 3300
Charlotte NC 28202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2017-01-25 2,500 $20.00 0 No 4 S Indirect By Stone Street Partners, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Stone Street Partners, LLC
Footnotes
  1. The Reporting Person is a Managing Partner of Stone Street Partners, LLC ("the firm"), and therefore is in a position to determine the investment and voting decisions made by the firm. Accordingly, the Reporting Person may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the firm. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person is a trustee of the Issuer. Stone Street Partners, LLC was formerly named Siskey Capital, LLC.