Filing Details
- Accession Number:
- 0001225208-17-001837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-27 15:16:28
- Reporting Period:
- 2017-01-25
- Filing Date:
- 2017-01-27
- Accepted Time:
- 2017-01-27 15:16:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1521404 | Barings Global Short Duration High Yield Fund | BGH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427722 | A. Martin Sumichrast | 550 South Tryon Street Suite 3300 Charlotte NC 28202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2017-01-25 | 2,500 | $20.00 | 0 | No | 4 | S | Indirect | By Stone Street Partners, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Stone Street Partners, LLC |
Footnotes
- The Reporting Person is a Managing Partner of Stone Street Partners, LLC ("the firm"), and therefore is in a position to determine the investment and voting decisions made by the firm. Accordingly, the Reporting Person may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the firm. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person is a trustee of the Issuer. Stone Street Partners, LLC was formerly named Siskey Capital, LLC.