Filing Details
- Accession Number:
- 0000899243-17-002062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-26 20:05:37
- Reporting Period:
- 2017-01-24
- Filing Date:
- 2017-01-26
- Accepted Time:
- 2017-01-26 20:05:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610532 | Hortonworks Inc. | HDP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415326 | Scott Reasoner | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-24 | 1,346 | $0.00 | 165,187 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-01-26 | 578 | $9.05 | 164,609 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.