Filing Details

Accession Number:
0000899243-17-002062
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-26 20:05:37
Reporting Period:
2017-01-24
Filing Date:
2017-01-26
Accepted Time:
2017-01-26 20:05:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415326 Scott Reasoner C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-24 1,346 $0.00 165,187 No 4 A Direct
Common Stock Disposition 2017-01-26 578 $9.05 164,609 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.