Filing Details

Accession Number:
0001127602-17-002516
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-26 18:22:18
Reporting Period:
2017-01-24
Filing Date:
2017-01-26
Accepted Time:
2017-01-26 18:22:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822416 Pultegroup Inc PHM Operative Builders (1531) 382766606
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231238 Jr J Richard Dugas 3350 Peachtree Road Northeast
Suite 150
Atlanta GA 30326
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-24 59,650 $20.00 1,216,348 No 4 S Direct
Common Stock Disposition 2017-01-24 435 $20.35 1,215,913 No 4 S Direct
Common Stock Disposition 2017-01-25 61,971 $20.36 1,153,942 No 4 S Direct
Common Stock Disposition 2017-01-25 70,000 $20.70 1,145,913 No 4 S Direct
Common Stock Disposition 2017-01-26 68,273 $21.05 1,077,640 No 4 S Direct
Common Stock Disposition 2017-01-26 80,893 $21.50 996,747 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,612 Indirect Susan Dugas Trust (spouse)
Common Stock 206 Indirect Susan Dugas Bene IRA (Rita M Ochs-DECD)
Units 8,360 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to a plan intended to comply with Rule 10b5-1(c).
  2. Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 18,668.346 shares of PulteGroup, Inc. Common Stock held in the Fund as of 1/24/2017.