Filing Details
- Accession Number:
- 0001690001-17-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-26 15:59:56
- Reporting Period:
- 2017-01-25
- Filing Date:
- 2017-01-26
- Accepted Time:
- 2017-01-26 15:59:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204704 | A Martin Dietrich | 52 South Broad Street Norwich NY 13815 | Chairman, Nbt Bancorp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Disposition | 2017-01-25 | 1,166 | $42.08 | 148,328 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2017-01-25 | 23,834 | $41.43 | 124,494 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 19,281 | Indirect | 401k |
| Nbt Bancorp Inc. Common Stock | 340 | Indirect | Custodian for Minor |
| Nbt Bancorp Inc. Common Stock | 10,732 | Indirect | NBT Bancorp ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $26.67 | 2017-09-14 | 2025-09-14 | 13,641 | 13,641 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $28.01 | 2018-05-12 | 2026-05-12 | 26,743 | 26,743 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $29.97 | 2018-07-27 | 2026-07-27 | 20,515 | 20,515 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-14 | 13,641 | 13,641 | Direct |
| 2026-05-12 | 26,743 | 26,743 | Direct |
| 2026-07-27 | 20,515 | 20,515 | Direct |
Footnotes
- The sale price is the weighted average of 23,834 shares sold at prices between $41.00 and $42.07.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.
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