Filing Details
- Accession Number:
- 0001273511-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-26 13:50:34
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2017-01-26
- Accepted Time:
- 2017-01-26 13:50:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424864 | Rise Resources Inc. | RYES | Metal Mining (1000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651943 | Bradley Scharfe | 488 - 1090 West Georgia Street Vancouver A1 V6E 3V7 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-30 | 30,000 | $0.17 | 6,673,574 | No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
Common Stock | Acquisiton | 2016-12-23 | 184,000 | $0.20 | 6,857,574 | No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
Common Stock | Acquisiton | 2017-01-24 | 310,000 | $0.20 | 7,167,574 | No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
No | 4 | P | Indirect | Held by Scharfe Holdings Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2016-12-23 | 184,000 | $0.00 | 184,000 | $0.40 |
Common Stock | Warrants | Acquisiton | 2017-01-24 | 310,000 | $0.00 | 310,000 | $0.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
184,000 | 2016-12-23 | 2018-12-23 | No | 4 | A | Indirect |
494,000 | 2017-01-24 | 2019-01-24 | No | 4 | A | Indirect |
Footnotes
- Represents a price in Canadian dollars.