Filing Details
- Accession Number:
- 0001127602-17-002327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-25 15:11:42
- Reporting Period:
- 2017-01-24
- Filing Date:
- 2017-01-25
- Accepted Time:
- 2017-01-25 15:11:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448684 | Scott Hickey | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2017-01-24 | 18,837 | $12.97 | 39,178 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 2,837 | $25.30 | 36,341 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 3,800 | $25.31 | 32,541 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 6,000 | $25.33 | 26,541 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 4,600 | $25.35 | 21,941 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 1,100 | $25.36 | 20,841 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 500 | $25.38 | 20,341 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2017-01-24 | 25,779 | $14.02 | 46,120 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 6,379 | $25.25 | 39,741 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 300 | $25.28 | 39,441 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 5,600 | $25.30 | 33,841 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 10,200 | $25.33 | 23,641 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 900 | $25.35 | 22,741 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-01-24 | 2,400 | $25.38 | 20,341 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-01-24 | 18,837 | $0.00 | 18,837 | $12.97 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-01-24 | 25,779 | $0.00 | 25,779 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-23 | No | 4 | M | Direct | |
| 0 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 14,252 | Indirect | by Trust |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
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