Filing Details
- Accession Number:
- 0001209191-17-005495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-25 14:59:22
- Reporting Period:
- 2017-01-23
- Filing Date:
- 2017-01-25
- Accepted Time:
- 2017-01-25 14:59:22
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181274 | H William Spence | Two North Ninth Street Allentown PA 18101 | Chairman, President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-23 | 118,195 | $34.36 | 148,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-23 | 50,661 | $34.36 | 97,990 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-01-24 | 67,533 | $34.57 | 30,457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Unit (SIP) | Disposition | 2017-01-23 | 118,195 | $0.00 | 118,195 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 124 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
| Common Stock | 12,824 | Indirect | Held in trust for benefit of Mr. Spence's wife. |
Footnotes
- Total includes the reinvestment of dividends.
- Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
- Represents the sale of 67,533 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.
- Represents the weighted average sales price for price increments ranging from $34.270 to $34.660.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- The units vested on January 23, 2017.
Billionaire Hedge Funds
