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Filing Details

Accession Number:: 0001104659-17-003832
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-24 17:17:06
Reporting Period:: 2017-01-22

Filing Date:: 2017-01-24
Accepted Time:: 2017-01-24 17:17:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
351817	Swift Energy Co	SWFT	Crude Petroleum & Natural Gas (1311)	203940661

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1301912	Strategic Value Partners, Llc	100 West Putnam Avenue Greenwich CT 06830	Yes	No	Yes	No
1473996	Victor Khosla	100 West Putnam Avenue Greenwich CT 06830	Yes	No	Yes	No
1614274	Svp Special Situations Iii Llc	100 West Putnam Avenue Greenwich CT 06830	Yes	No	Yes	No
1614275	Svp Special Situations Iii-A Llc	100 West Putnam Avenue Greenwich CT 06830	Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-22	805,000	$28.50	4,460,319	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes

Footnotes

The reported securities are held directly by SVMF 71, LLC, and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.
The filing of this Form 4 shall not be construed as an admission that the Reporting Persons or the Funds (as defined below) are members of a "group" for purposes of Section 16 or Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or are or were for the purposes of Section 16(a) of the Exchange Act, or otherwise the beneficial owners of any of the shares of common stock, of Swift Energy Company (the "Issuer"). The Reporting Persons and the Funds disclaim such beneficial ownership, except to the extent of their pecuniary interest, and disclaim the existence of, or membership in, a group.
Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd., a Cayman Islands exempted company ("Master Fund"). Master Fund has an ownership interest in SVMF 70, LLC, which has an ownership interest in SVMF 71, LLC. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.
Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership ("Special Situations Master Fund III"). Special Situations Master Fund III has an ownership interest in SVMF 70, LLC, which has an ownership interest in SVMF 71, LLC. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.
Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership ("Strategic Value Opportunities Fund," and together with Master Fund, Special Situations Master Fund III, SVMF 70, LLC and SVMF 71, LLC, the "Funds"). Strategic Value Opportunities Fund has an ownership interest in SVMF 71, LLC. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.