Filing Details

Accession Number:
0001209191-17-005304
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-24 17:15:27
Reporting Period:
2017-01-20
Filing Date:
2017-01-24
Accepted Time:
2017-01-24 17:15:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
785786 Plexus Corp PLXS Printed Circuit Boards (3672) 391344447
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411278 J. Steven Frisch One Plexus Way
Neenah WI 54956
Exec Vp & Chief Operating Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2017-01-20 9,000 $0.00 18,734 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2017-01-20 3,220 $52.95 15,514 No 4 F Direct
Common Stock, $.01 Par Value Acquisiton 2017-01-24 1,500 $38.24 17,014 No 4 M Direct
Common Stock, $.01 Par Value Acquisiton 2017-01-24 2,500 $36.96 19,514 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2017-01-24 4,000 $53.93 15,514 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-01-20 9,000 $0.00 9,000 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-01-23 12,700 $0.00 12,700 $0.00
Common Stock Performance Stock Units Acquisiton 2017-01-23 10,750 $0.00 10,750 $0.00
Common Stock Options to Buy Disposition 2017-01-24 1,500 $0.00 1,500 $38.24
Common Stock Options to Buy Disposition 2017-01-24 2,500 $0.00 2,500 $36.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
12,700 No 4 A Direct
10,750 No 4 A Direct
0 2020-04-23 No 4 M Direct
0 2021-04-25 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 20, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $53.85 to $54.12 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2020.
  4. Each Performance Stock Unit ("PSU") granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the PSUs is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock as compared to companies in the Russell 3000 Index and on goals related to economic return during the three-year performance period. The target number of PSUs that may be earned is reported above; the maximum amount is 200% of the number reported.
  5. Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.