Filing Details
- Accession Number:
- 0001140361-17-002699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-24 16:23:20
- Reporting Period:
- 2017-01-20
- Filing Date:
- 2017-01-24
- Accepted Time:
- 2017-01-24 16:23:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1404624 | Affinion Group Holdings Inc. | AFGR | Services-Business Services, Nec (7389) | 161732155 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681043 | L. David Resnick | Third Avenue Management Llc 622 Third Avenue, 32Nd Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2017-01-20 | 19,461 | $3.25 | 1,751,734 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- Third Avenue Capital plc, on behalf of Third Avenue High Yield Credit Fund ("TAHYCF") is disposing of 19,461 shares.
- The 1,751,734 shares are owned of record by Third Avenue Trust, on behalf of Third Avenue Focused Credit Fund ("TAFCF" and, together with TAHYCF, the "Third Avenue Funds").
- Third Avenue Management LLC serves as the investment adviser to the Third Avenue Funds. David L. Resnick is the president of Third Avenue Management LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the Third Avenue Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. Pursuant to the proviso to Rule 16a-1(a)(1), the Third Avenue Funds are not deemed to be beneficial owners of the securities reported herein.