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Filing Details

Accession Number:: 0001209191-17-004994
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-20 19:29:44
Reporting Period:: 2017-01-19

Filing Date:: 2017-01-20
Accepted Time:: 2017-01-20 19:29:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1327688	Ooma Inc	OOMA	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1130736	Worldview Technology Partners Iv Lp	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1144548	Worldview Strategic Partners Iv Lp	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1167196	James Wei	99 Almaden Blvd 6Th Floor San Jose CA 95113	Yes	No	Yes	No
1418083	Michael Orsak	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1418120	Worldview Technology International Iv, L.p.	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1418206	Susumu Tanaka	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1648242	Worldview Equity I, L.l.c.	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No
1648243	Worldview Capital Iv, L.p.	99 Almaden Blvd 6Th Floor San Jose CA 95113	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-01-19	20,655	$8.30	21,661	No	4	S	Indirect	By Worldview Strategic Partners IV, L.P.
Common Stock	Disposition	2017-01-19	454,814	$8.30	476,965	No	4	S	Indirect	By Worldview Technology International IV, L.P.
Common Stock	Disposition	2017-01-19	2,799,531	$8.30	2,935,884	No	4	S	Indirect	By Worldview Technology Partners IV, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Worldview Strategic Partners IV, L.P.
No	4	S	Indirect	By Worldview Technology International IV, L.P.
No	4	S	Indirect	By Worldview Technology Partners IV, L.P.

Footnotes

Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.
Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.