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Filing Details

Accession Number:: 0001209191-17-004993
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-20 19:29:03
Reporting Period:: 2017-01-19

Filing Date:: 2017-01-20
Accepted Time:: 2017-01-20 19:29:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1327688	Ooma Inc	OOMA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167196	James Wei	99 Almaden Blvd 6Th Floor San Jose CA 95113		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-01-19	3,275,000	$8.30	3,275,000	No	4	S	Indirect	By entities associated with Worldview Technology Partners

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By entities associated with Worldview Technology Partners

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	61,948	Direct

Footnotes

Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC (the "Purchaser"), Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Purchase Agreement"). The Transaction closed on January 19, 2017.
Pursuant to the Purchase Agreement, Worldview Technology Partners IV, L.P. sold to the Purchaser 2,799,531 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the Purchaser 454,814 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the Purchaser 20,655 shares of Common Stock of the Issuer.
Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.