Filing Details

Accession Number:
0000073124-17-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 18:27:31
Reporting Period:
2017-01-20
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 18:27:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514798 D. Jeffrey Cohodes 50 South Lasalle Street
Chicago IL 60603
Evp/Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-20 15,000 $83.72 38,397 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,815 Indirect 401(k) as of 12-31-16
Footnotes
  1. Price reflects the weighted average sales price from $83.45 to $83.83. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Includes 24,295 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.