Filing Details
- Accession Number:
- 0000899243-17-001678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-20 17:59:50
- Reporting Period:
- 2017-01-18
- Filing Date:
- 2017-01-20
- Accepted Time:
- 2017-01-20 17:59:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424929 | Fox Factory Holding Corp | FOXF | Motorcycles, Bicycles & Parts (3751) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603409 | H William Katherman | C/O Fox Factory Holding Corp. 915 Disc Drive Scotts Valley CA 95066 | Svp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-18 | 27,890 | $6.20 | 59,675 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-18 | 27,890 | $26.57 | 31,785 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-01-19 | 14,292 | $6.20 | 46,077 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-19 | 14,292 | $26.60 | 31,785 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-01-20 | 13,558 | $6.20 | 45,343 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-20 | 13,558 | $26.44 | 31,785 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-18 | 27,890 | $0.00 | 27,890 | $6.20 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-19 | 14,292 | $0.00 | 14,292 | $6.20 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-20 | 13,558 | $0.00 | 13,558 | $6.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,430 | 2022-10-03 | No | 4 | M | Direct | |
32,138 | 2022-10-03 | No | 4 | M | Direct | |
18,580 | 2022-10-03 | No | 4 | M | Direct |
Footnotes
- The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.