Filing Details

Accession Number:
0001127602-17-002182
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 17:11:05
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 17:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625128 John Macilwaine C/O Lendingclub Corporation
71 Stevenson Street, Suite 300
San Francisco CA 94105
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-18 25,000 $0.70 411,470 No 4 M Direct
Common Stock Disposition 2017-01-18 25,000 $5.48 386,470 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-01-18 25,000 $0.00 25,000 $0.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
689,740 2017-04-19 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $4.99 2017-04-19 211,712 211,712 Direct
Common Stock Stock Option (right to buy) $8.41 2017-04-19 109,963 109,963 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-04-19 211,712 211,712 Direct
2017-04-19 109,963 109,963 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2016.
  2. This transaction was executed in multiple trades during the day at prices ranging from $5.42 to $5.53. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. Includes 352,707 unvested restricted stock units granted under the LendingClub Corporation 2014 Equity Incentive Plan that were forfeited upon separation from the Issuer
  4. In connection with the reporting person's separation from the Company, the award is due to expire on 4/19/2017.