Filing Details

Accession Number:
0001140361-17-002434
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 17:01:31
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 17:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
810136 Photronics Inc PLAB Semiconductors & Related Devices (3674) 060854886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219132 S Peter Kirlin 15 Secor Road
Brookfield CT 06804
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-18 15,000 $4.42 149,540 No 4 M Direct
Common Stock Disposition 2017-01-18 5,842 $11.30 143,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2017-01-18 15,000 $4.42 15,000 $4.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-21 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.
  2. Net proceeds of sale to offset the cost of the exercise.
  3. This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
  4. The stock options vest 25% over 4 years on the anniversary date of the grant.