Filing Details
- Accession Number:
- 0001179110-17-001109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-20 16:59:11
- Reporting Period:
- 2017-01-19
- Filing Date:
- 2017-01-20
- Accepted Time:
- 2017-01-20 16:59:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
900603 | J Robert Higgins | 38 Corporate Circle Albany NY 12203 | Chairman Of The Board | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $.01 Per Share | Acquisiton | 2017-01-19 | 18,001 | $3.11 | 18,001 | No | 4 | P | Direct | |
Common Stock Par Value $.01 Per Share | Acquisiton | 2017-01-20 | 13,999 | $3.10 | 32,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Par Value $.01 Per Share | 14,279,715 | Indirect | By Trust |
Common Stock Par Value $.01 Per Share | 137,500 | Indirect | Higgins Foundation |
Common Stock Par Value $.01 Per Share | 300,550 | Indirect | Spouse |
Footnotes
- These shares are owned directly by the Robert J. Higgins TWMC Trust, a ten percent owner of the issuer, and indirectly by Robert J. Higgins as a trustee of the trust. Robert J. Higgins is a director and a ten percent owner of the issuer.