Filing Details
- Accession Number:
- 0000927089-17-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-20 13:18:51
- Reporting Period:
- 2017-01-18
- Filing Date:
- 2017-01-20
- Accepted Time:
- 2017-01-20 13:18:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403483 | T Robert Strong | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-18 | 5,000 | $5.00 | 101,772 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-18 | 2,000 | $12.25 | 99,772 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-18 | 5,000 | $0.00 | 5,000 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,430 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,040 | Indirect | By 401(k) Plan |
Common Stock | 29,414 | Indirect | By ESOP |
Common Stock | 22,242 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-08 | 30,000 | 30,000 | Direct |
Footnotes
- Includes 4,000 shares granted pursuant to the 2013 Stock Incentive Plan that represent the unvested portion of a grant amount originally covering 10,000 shares (adjusted to reflect the 2-for-1 stock split) that are vesting ratably over five years at 20% per year commencing on May 8, 2014 and 95,772 shares held jointly with the reporting person's spouse.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.
- Includes shares acquired in the reporting person's 401(k) Plan account since the last filed Form 4. Based on a report dated January 18, 2017.
- The options vested at a rate of 20% per year beginning on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.