Filing Details

Accession Number:
0001209191-17-004738
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 10:27:55
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 10:27:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-01-18 1,371 $6.45 3,826,689 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-18 1,129 $6.50 3,827,818 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-19 1,600 $6.40 3,829,418 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-19 500 $6.50 3,829,918 No 4 P Direct
Class A Common Stock Acquisiton 2017-01-19 400 $6.45 3,830,318 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.