Filing Details
- Accession Number:
- 0001578563-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-19 19:31:23
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-19
- Accepted Time:
- 2017-01-19 19:31:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539029 | Clearside Biomedical Inc. | CLSD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208570 | Jr B Kenneth Lee | C/O Hatteras Ventures 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1219890 | Alexander Robert Ingram | C/O Hatteras Ventures 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1291262 | Md Douglas Reed | C/O Hatteras Ventures 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1592380 | Clay Thorp | C/O Hatteras Ventures 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1674107 | John Crumpler | C/O Hatteras Ventures 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1675232 | Hatteras Venture Partners Iv Sbic, Lp | 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes | |
1675236 | Hatteras Venture Advisors Iv Sbic, Llc | 280 S. Mangum Street, Suite 350 Durham NC 27701 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-17 | 9,806 | $8.92 | 2,080,364 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2017-01-18 | 12,258 | $8.64 | 2,068,106 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2017-01-19 | 7,592 | $8.22 | 2,060,514 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.68 to $9.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC is the general partner of HVP IV (the "GP"). The securities directly held by HVP IV are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- This transaction was executed in multiple trades at prices ranging from $8.42 to $8.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $8.01 to $8.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.