Filing Details
- Accession Number:
- 0000707549-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-19 19:20:49
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-19
- Accepted Time:
- 2017-01-19 19:20:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-17 | 20,500 | $29.34 | 102,561 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-17 | 19,100 | $109.29 | 83,461 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-17 | 1,400 | $110.31 | 82,061 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-17 | 20,500 | $29.34 | 20,500 | $29.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2011-12-16 | 2020-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,367 | Indirect | By 401(k) |
Common Stock | 516 | Indirect | By Spouse 401(k) |
Footnotes
- Shares exercised pursuant to 10b5-1 Trading Plan
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $109.00 to $109.94, inclusive.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $110.12 to $110.40, inclusive.
- The option vested 25% annually from 12/16/2011 to 12/16/2014.