Filing Details
- Accession Number:
- 0001398344-17-000654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-19 16:03:28
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-19
- Accepted Time:
- 2017-01-19 16:03:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413260 | Mervin Erik Herzfeld | 119 Washington Ave. Suite 504 Miami Beach FL 33139 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-01-08 | 6,397 | $8.42 | 91,180 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2017-01-17 | 7,037 | $6.49 | 98,217 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-01-18 | 1,218 | $6.48 | 99,435 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Dividend Reinvestment
Billionaire Hedge Funds
