Filing Details
- Accession Number:
- 0001127602-17-002019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-19 14:53:33
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-19
- Accepted Time:
- 2017-01-19 14:53:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622005 | Michael David Noyes | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Ceo - Carnival Uk | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2017-01-17 | 1,458 | $0.00 | 14,184 | No | 4 | A | Direct | |
| Ordinary Shares | Acquisiton | 2017-01-17 | 185 | $0.00 | 14,369 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2017-01-17 | 1,921 | $51.59 | 12,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Grant of restricted stock units ("RSUs") made pursuant to the Carnival plc 2014 Employee Share Plan. Award of RSUs represent a hypothetical interest in Carnival plc ordinary shares. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.
- The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
- Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested.
- The transaction was conducted in British Pounds.The sale price of GBP41.6196 was converted into US$ at the January 17, 2017 conversion rate of GBP1 = USD1.2396. This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
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