Filing Details
- Accession Number:
- 0001179110-17-001029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-18 18:38:43
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-18
- Accepted Time:
- 2017-01-18 18:38:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1657197 | Cotiviti Holdings Inc. | COTV | Services-Business Services, Nec (7389) | 460595918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673014 | Douglas Present | C/O Cotiviti Holdings, Inc. 115 Perimeter Center Place, Suite 700 Atlanta GA 30346 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2017-01-17 | 18,544 | $6.26 | 18,544 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2017-01-17 | 23,180 | $6.26 | 41,724 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2017-01-17 | 8,276 | $6.26 | 50,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2017-01-17 | 50,000 | $34.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Options (right to buy) | Disposition | 2017-01-17 | 18,544 | $0.00 | 18,544 | $6.26 |
| Common Stock, Par Value $0.001 | Options (right to buy) | Disposition | 2017-01-17 | 23,180 | $0.00 | 23,180 | $6.26 |
| Common Stock, Par Value $0.001 | Options (right to buy) | Disposition | 2017-01-17 | 8,276 | $0.00 | 8,276 | $6.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,636 | 2022-11-01 | No | 4 | M | Direct | |
| 0 | 2022-11-01 | No | 4 | M | Direct | |
| 53,304 | 2023-11-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.89 to $34.72, inclusive. The Reporting Person undertakes to provide upon request to Cotiviti Holdings, Inc., any security holder of Cotiviti Holdings, Inc. or to the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- These options vest and become exercisable in equal annual installments of 20% of the shares over a 5-year period on each anniversary date of the grant, November 01, 2012, subject to the Reporting Person's continued service through each applicable vesting date. Accordingly, 18,544 of these options were vested as of November 01, 2016, and the remaining 4,636 will vest on November 01, 2017, subject to the Reporting Person's continued service through the vesting date.
- These options ("Performance Awards") vest based on upon the weighted average price of the Issuer's common stock for any fiscal quarter exceeding a value that shall be calculated by the Issuer at the end of each such fiscal quarter in accordance with Stock Option Award Agreement pursuant to which such Performance Awards were granted, subject to the Reporting Person's continued service through each applicable vesting date. All of these Performance Awards had vested as of September 30, 2016.
- 55,632 of these options had vested as of November 01, 2016. The remaining 5,948 options vest and become exercisable in equal annual installments of 50% of the shares on November 01, 2017, and November 01, 2018, subject to the Reporting Person's continued service through each applicable vesting date.
Billionaire Hedge Funds
