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Filing Details

Accession Number:: 0000874015-17-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-18 18:38:20
Reporting Period:: 2017-01-15

Filing Date:: 2017-01-18
Accepted Time:: 2017-01-18 18:38:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874015	Ionis Pharmaceuticals Inc	IONS	Pharmaceutical Preparations (2834)	330336973

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1537529	P Brett Monia	C/O Ionis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010	Svp, Antisense Drug Discovery	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-01-15	1,415	$0.00	9,287	No	4	M	Direct
Common Stock	Disposition	2017-01-17	553	$46.29	8,734	No	4	S	Direct
Common Stock	Acquisiton	2017-01-15	1,875	$0.00	10,609	No	4	M	Direct
Common Stock	Disposition	2017-01-17	733	$46.29	9,876	No	4	S	Direct
Common Stock	Acquisiton	2017-01-15	1,518	$0.00	11,394	No	4	M	Direct
Common Stock	Disposition	2017-01-17	593	$46.29	10,801	No	4	S	Direct
Common Stock	Acquisiton	2017-01-15	1,594	$0.00	12,395	No	4	M	Direct
Common Stock	Disposition	2017-01-17	623	$46.29	11,772	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2017-01-15	8,000	$0.00	8,000	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-01-15	1,415	$0.00	1,415	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-01-15	1,875	$0.00	1,875	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-01-15	1,518	$0.00	1,518	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-01-15	1,594	$0.00	1,594	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,000	No	4	A	Direct
0	No	4	M	Direct
1,875	No	4	M	Direct
3,034	No	4	M	Direct
4,779	No	4	M	Direct

Footnotes

Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit award granted on January 30, 2013.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 30, 2013.
Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit award granted on January 15, 2014.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2014.
Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit award granted on January 15, 2015.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2015.
Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit award granted on January 15, 2016.
The sale was made pursuant to an automatic sale to cover the required tax withholding obligations pursuant to the 2011 Equity Incentive Plan Restricted Stock Unit Agreement and Grant Notice, dated January 15, 2016.
Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.
Grant 1/15/2017 to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. Restricted Stock Units vest in four equal annual installments, the first installment vesting on January 15, 2018. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company. The RSU shall be fully vested on January 15, 2021. The RSU is vested as to 0 shares on January 15, 2017.
Restricted Stock Units vest in four equal annual installments. Upon vesting, the restricted stock units will be paid out in whole shares of Ionis common stock or cash as may be determined by the Company.