Filing Details

Accession Number:
0000891839-17-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-18 16:57:02
Reporting Period:
2017-01-13
Filing Date:
2017-01-18
Accepted Time:
2017-01-18 16:57:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467811 Brad Kruchten Eastman Kodak Company
343 State Street
Rochester NY 14650
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Disposition 2017-01-13 600 $14.92 19,795 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2017-01-13 300 $14.86 19,495 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2017-01-13 600 $14.97 18,895 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2017-01-13 1,900 $14.88 16,995 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 90 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-09-03 5,888 5,888 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2018-09-03 20,350 20,350 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2019-09-03 26,958 26,958 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2020-09-03 27,632 27,632 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2018-08-24 4,871 4,871 Indirect
Common Stock, Par Value $.01 Stock Option (Right to Buy) $23.78 2021-09-02 53,232 53,232 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $13.76 2022-09-02 73,044 73,044 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $15.58 2023-09-02 71,308 71,308 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $15.20 2023-11-14 65,935 65,935 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 943 943 Direct
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 943 943 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 31 31 Indirect
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 31 31 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-09-03 5,888 5,888 Direct
2018-09-03 20,350 20,350 Direct
2019-09-03 26,958 26,958 Direct
2020-09-03 27,632 27,632 Direct
2018-08-24 4,871 4,871 Indirect
2021-09-02 53,232 53,232 Direct
2022-09-02 73,044 73,044 Direct
2023-09-02 71,308 71,308 Direct
2023-11-14 65,935 65,935 Direct
2018-09-03 943 943 Direct
2018-09-03 943 943 Direct
2018-09-03 31 31 Indirect
2018-09-03 31 31 Indirect
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.
  2. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
  3. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
  4. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
  5. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  6. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
  7. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
  8. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
  9. This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
  10. This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  11. Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.