Filing Details
- Accession Number:
- 0001209191-17-004187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-18 16:50:28
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-18
- Accepted Time:
- 2017-01-18 16:50:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532367 | Kathleen Bardwell | C/O Chancery House, 190 Waterside Rd. Hamilton Industrial Park Leiscester X0 LE5 1QZ | Sr.v. P. & C.c.o. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-01-17 | 962 | $22.83 | 16,538 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-01-17 | 1,000 | $34.23 | 17,538 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2017-01-17 | 1,962 | $68.78 | 15,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-01-17 | 962 | $0.00 | 962 | $22.83 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-01-17 | 1,000 | $0.00 | 1,000 | $34.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-21 | No | 4 | M | Direct | |
| 0 | 2019-11-12 | No | 4 | M | Direct |
Footnotes
- This exercise and sale of a total of 962 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 15, 2016.
- This exercise and sale of a total of 1,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 15, 2016.
- 6,950 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on June 1, 2017; 500 on June 1, 2018; 500 on June 3, 2019; 500 on June 1, 2020; 625 on May 30, 2017; 625 on May 28, 2018; 625 on May 28, 2019; 750 on May 30, 2017; 750 on May 30, 2018; 450 on May 31, 2017; 375 on October 2, 2017; 375 on October 1, 2018 and 375 on October 1, 2019.
- This option to purchase 962 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 962 STERIS Corporation common shares for $22.83 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
- This option to purchase 1,000 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 1,000 STERIS Corporation common shares for $34.23 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
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