Filing Details

Accession Number:
0001185185-17-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-18 16:20:53
Reporting Period:
2016-11-18
Filing Date:
2017-01-18
Accepted Time:
2017-01-18 16:20:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177845 Xplore Technologies Corp XPLR Computer & Office Equipment (3570) 260563295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348894 Andrea Goren 845 W End Ave #14A
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-18 2,000 $2.40 1,252,552 No 4 P Indirect See Footnote
Common Stock Acquisiton 2016-11-18 3,000 $2.40 1,255,552 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. A total of 5,000 shares were purchased on November 18, 2016 by Andax LLC., for which Mr. Goren is the manager. After this purchase, a total of 27,303 shares are held by Andax, LLC. The amount of shares beneficially owned also include 67,927 shares of common stock that Mr. Goren has the right to acquire upon exercise of outstanding options within 60 days of November 18, 2016, and 24,524 shares of common stock owned of record by SG Phoenix LLC, an entity in which Mr. Goren shares voting and dispositive power. Also includes 1,091,775 shares of common stock beneficially owned by Phoenix Venture Fund, LLC, for which Mr. Goren is the co-managers of the managing member.