Filing Details

Accession Number:
0000950142-17-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-18 16:17:31
Reporting Period:
2017-01-13
Filing Date:
2017-01-18
Accepted Time:
2017-01-18 16:17:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1461993 Cempra Inc. CEMP () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1120478 Md A Dov Goldstein 888 7Th Avenue
12Th Floor
New York NY 10106
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-13 105,460 $3.40 150,000 No 4 S Indirect By Aisling Capital II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Aisling Capital II, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.40 to $3.425, inclusive. The reporting person undertakes to provide to Cempra, Inc., any security holder of Cempra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The reportable securities are owned directly by Aisling Capital II, LP ("Aisling"), and held indirectly by Aisling GP, as general partner of Aisling, and Aisling Capital Partners, LLC, as general partner of Aisling GP. Dr. Goldstein is a member of the investment committee of Aisling. Dr. Goldstein disclaims beneficial ownership of these securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.