Filing Details
- Accession Number:
- 0001652321-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-18 15:41:38
- Reporting Period:
- 2017-01-17
- Filing Date:
- 2017-01-18
- Accepted Time:
- 2017-01-18 15:41:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1038773 | Smartfinancial Inc. | SMBK | National Commercial Banks (6021) | 621173944 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1652321 | Lynn Victor Barrett | 5401 Kingston Pike Suite 600 Knoxville TN 37919 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-17 | 8,042 | $10.48 | 109,630 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-01-17 | 31,500 | $9.52 | 141,130 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2017-01-17 | 8,042 | $10.48 | 8,042 | $10.48 |
Common Stock | Stock Option | Disposition | 2017-01-17 | 31,500 | $9.52 | 31,500 | $9.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-22 | No | 4 | M | Direct | |
0 | 2017-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,870 | Indirect | By trust for the benefit of spouse |
Footnotes
- This option was fully vested.