Filing Details
- Accession Number:
- 0001305773-17-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-17 19:20:19
- Reporting Period:
- 2017-01-12
- Filing Date:
- 2017-01-17
- Accepted Time:
- 2017-01-17 19:20:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305773 | Conformis Inc | CFMS | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645522 | Philipp Lang | C/O Conformis, Inc. 28 Crosby Drive Bedford MA 01730 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-12 | 150 | $5.50 | 514,769 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-12 | 150 | $8.60 | 514,619 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 18,617 | $5.26 | 533,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 18,508 | $5.50 | 551,744 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 37,125 | $8.60 | 514,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-12 | 150 | $0.00 | 150 | $5.50 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-13 | 18,617 | $0.00 | 18,617 | $5.26 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-13 | 18,508 | $0.00 | 18,508 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 148,202 | 2022-03-27 | No | 4 | M | Direct | |
| 192,720 | 2021-09-27 | No | 4 | M | Direct | |
| 129,694 | 2022-03-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,498 | Indirect | See footnote. |
| Common Stock | 930,904 | Indirect | See footnote. |
Footnotes
- This sale was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- The shares are held directly by the Reporting Person's children.
- The shares are held directly by the NP Irrevocable Trust udt dated 12/28/12. The Reporting Person's immediate family members are beneficiaries of the NP Irrevocable Trust udt dated 12/28/12, and the Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest therein.
- This option is fully vested.
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