Filing Details
- Accession Number:
- 0001340127-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-17 16:55:49
- Reporting Period:
- 2017-01-13
- Filing Date:
- 2017-01-17
- Accepted Time:
- 2017-01-17 16:55:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526379 | Danielle Sheer | C/O Carbonite, Inc. 2 Avenue De Lafayette Boston MA 02111 | Vice President;General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-13 | 13,750 | $10.17 | 107,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 18,750 | $9.62 | 126,467 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 50,000 | $9.02 | 176,467 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 15,000 | $10.26 | 191,467 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 5,000 | $10.00 | 196,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 102,500 | $17.50 | 93,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-13 | 3,030 | $18.00 | 90,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-13 | 13,750 | $10.17 | 13,750 | $10.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-13 | 18,750 | $9.62 | 18,750 | $9.62 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-13 | 50,000 | $9.02 | 50,000 | $9.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-13 | 15,000 | $10.26 | 15,000 | $10.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-01-13 | 5,000 | $10.00 | 5,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2014-05-25 | 2024-02-25 | No | 4 | M | Direct |
| 1,250 | 2013-04-30 | 2023-01-31 | No | 4 | M | Direct |
| 0 | 2012-10-27 | 2022-10-27 | No | 4 | M | Direct |
| 0 | 2012-04-24 | 2022-01-24 | No | 4 | M | Direct |
| 0 | 2011-10-20 | 2021-07-20 | No | 4 | M | Direct |
Footnotes
- Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2016.
- Includes 90,937 shares of common stock subject to unvested restricted stock units.
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