Filing Details
- Accession Number:
- 0001140361-17-001952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-13 20:48:16
- Reporting Period:
- 2017-01-11
- Filing Date:
- 2017-01-13
- Accepted Time:
- 2017-01-13 20:48:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547394 | David Knight | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Evp/Gm, Threat Sys Product Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-11 | 800 | $78.18 | 10,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-11 | 2,200 | $79.24 | 8,233 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $77.56 to $78.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Includes 1,250 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 1, 2012, 1,750 shares acquired under the ESPP on November 1, 2012 , 607 shares acquired under the ESPP on May 1, 2013, 808 shares acquired under the ESPP on November 1, 2013, 578 shares acquired under the ESPP on November 16, 2014, and 351 shares acquired under the ESPP on November 16, 2015.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $78.71 to $79.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
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