Filing Details
- Accession Number:
- 0001104659-17-002348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-13 18:23:51
- Reporting Period:
- 2017-01-13
- Filing Date:
- 2017-01-13
- Accepted Time:
- 2017-01-13 18:23:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250893 | A Gayle Crowell | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-13 | 746 | $37.50 | 11,990 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 2019-04-26 | 2,403 | 2,403 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-04-26 | 2,403 | 2,403 | Direct |
Footnotes
- Sale pursuant to a 10b5-1 plan.
- Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- This restricted stock unit vests over a 3 year period, 25% of the total amount vests on the date of the grant of restricted stock; and then 25% on each of first three anniversaries of the Grant Date (April 26, 2016).
- Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
- The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.