Filing Details
- Accession Number:
- 0001140361-17-001807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-13 15:12:50
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2017-01-13
- Accepted Time:
- 2017-01-13 15:12:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547158 | Tortoise Energy Independence Fund Inc. | NDP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280972 | P Kenneth Malvey | 11550 Ash Street Suite 300 Leawood KS 66211 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-12-01 | 179 | $13.30 | 5,634 | No | 5 | L | Direct | |
Common Shares | Acquisiton | 2015-12-01 | 163 | $13.30 | 5,120 | No | 5 | L | Indirect | By spouse |
Common Shares | Acquisiton | 2015-12-01 | 2 | $13.30 | 59 | No | 5 | L | Indirect | By self as custodian of child's account |
Common Shares | Acquisiton | 2016-03-01 | 252 | $9.79 | 5,886 | No | 5 | L | Direct | |
Common Shares | Acquisiton | 2016-03-01 | 229 | $9.79 | 5,349 | No | 5 | L | Indirect | By spouse |
Common Shares | Acquisiton | 2016-06-01 | 190 | $13.55 | 6,076 | No | 5 | L | Direct | |
Common Shares | Acquisiton | 2016-06-01 | 173 | $13.55 | 5,521 | No | 5 | L | Indirect | By spouse |
Common Shares | Acquisiton | 2016-09-01 | 171 | $15.51 | 6,247 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2016-09-01 | 156 | $15.51 | 5,677 | No | 4 | P | Indirect | By spouse |
Common Shares | Acquisiton | 2016-12-01 | 171 | $15.99 | 6,418 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2016-12-01 | 155 | $15.99 | 5,832 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 5 | L | Indirect | By spouse |
No | 5 | L | Indirect | By self as custodian of child's account |
No | 5 | L | Direct | |
No | 5 | L | Indirect | By spouse |
No | 5 | L | Direct | |
No | 5 | L | Indirect | By spouse |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 0 | Indirect | By self as custodian of child's accounts |
Footnotes
- Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price.
- Excludes 464.971 shares held by the adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.