Filing Details
- Accession Number:
- 0001209191-17-003538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-12 17:40:30
- Reporting Period:
- 2017-01-10
- Filing Date:
- 2017-01-12
- Accepted Time:
- 2017-01-12 17:40:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038222 | Reis Inc. | REIS | Services-Business Services, Nec (7389) | 133926898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400893 | William Sander | C/O Reis, Inc. 1185 Avenue Of The Americas, 30Th Floor New York NY 10036 | Coo Of Reis Services, Llc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-10 | 50,000 | $10.40 | 168,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-10 | 7,783 | $19.31 | 160,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-11 | 3,284 | $19.09 | 157,465 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-12 | 7,801 | $18.50 | 149,664 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-10 | 50,000 | $0.00 | 50,000 | $10.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2017-05-30 | No | 4 | M | Direct |
Footnotes
- Transactions carried out by the reporting person pursuant to a plan established on December 22, 2016 under Rule 10b5-1 for the purpose of paying exercise proceeds and withholding tax obligations on option exercises.
- This transaction was executed in multiple trades during the day at prices ranging from $19.30 to $19.4501. The weighted average sale price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a securityholder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades during the day at prices ranging from $19.00 to $19.30. The weighted average sale price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a securityholder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades during the day at prices ranging from $18.45 to $18.90. The weighted average sale price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a securityholder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents 126,586 shares of common stock held by the reporting person and 23,078 RSUs (none of which are currently vested) previously granted to the reporting person.
- The option vested in five equal installments on May 30, 2008, 2009, 2010, 2011 and 2012.
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