Filing Details
- Accession Number:
- 0001209191-17-003501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-12 16:08:06
- Reporting Period:
- 2017-01-11
- Filing Date:
- 2017-01-12
- Accepted Time:
- 2017-01-12 16:08:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769397 | Autodesk Inc | ADSK | Services-Prepackaged Software (7372) | 942819853 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221137 | Carl Bass | 111 Mcinnis Pkwy San Rafael CA 94903 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-11 | 2,282 | $43.81 | 118,894 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-11 | 97,718 | $43.81 | 216,612 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-11 | 100,000 | $79.84 | 116,612 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2017-01-11 | 2,282 | $0.00 | 2,282 | $43.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-01-11 | 97,718 | $0.00 | 97,718 | $43.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-24 | 2021-03-24 | No | 4 | M | Direct |
| 0 | 2012-03-24 | 2021-03-24 | No | 4 | M | Direct |
Footnotes
- The total securities beneficially owned includes 112,833 shares of unvested restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016.
- Shares were sold in various amounts from $79.18 to $80.15 inclusive. The price listed here reflects the average weighted price.
- The option vests over a four-year period beginning on 03/24/2011 at the rate of 0 shares on each of the first, second, and third anniversaries, and 2,282 shares on the fourth anniversary.
- The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary.
Billionaire Hedge Funds
