Filing Details
- Accession Number:
- 0001127602-17-001598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-12 14:52:03
- Reporting Period:
- 2017-01-10
- Filing Date:
- 2017-01-12
- Accepted Time:
- 2017-01-12 14:52:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14707 | Caleres Inc | CAL | Footwear, (No Rubber) (3140) | 430197190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481947 | R Daniel Freidman | 156 W. 56Th Street New York NY 10019 | Div Pres, Whls Prod & Source | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-10 | 2,000 | $3.33 | 84,373 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-01-10 | 2,000 | $32.00 | 82,373 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-10 | 2,000 | $0.00 | 2,000 | $3.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | 2019-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,869 | Indirect | Indirect holding through 401 (k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.025, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- This option became exercisable in ten equal annual installments beginning 3/4/2010