Filing Details
- Accession Number:
- 0001354488-17-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-11 18:45:22
- Reporting Period:
- 2017-01-09
- Filing Date:
- 2017-01-11
- Accepted Time:
- 2017-01-11 18:45:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-09 | 40,000 | $0.11 | 1,984,049 | No | 5 | S | Direct | |
Common Stock | Disposition | 2017-01-10 | 39,500 | $0.10 | 1,944,549 | No | 5 | S | Direct | |
Common Stock | Disposition | 2017-01-11 | 47,500 | $0.10 | 1,897,049 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,334 | Indirect | By minor children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.22 | 2016-01-07 | 2021-01-07 | 280,000 | 280,000 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.37 | 2015-01-07 | 2020-01-07 | 270,000 | 270,000 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $2.34 | 2013-12-16 | 2017-12-16 | 1,906 | 1,906 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 953 | 953 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-07 | 280,000 | 280,000 | Direct |
2020-01-07 | 270,000 | 270,000 | Direct |
2017-12-16 | 1,906 | 1,906 | Direct |
2017-03-22 | 953 | 953 | Direct |
2022-06-18 | 44,467 | 44,467 | Direct |
2022-06-18 | 188,867 | 188,867 | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2017 and January 7, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Represents 28,667 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
- Reporting Person's holdings include: 33,334 shares, 115,265 shares, 122,500 shares, 216,000, 348,550 and 1,050,000 shares all issued pursuant to restricted stock grants and 11,400 shares remaining of Founders Stock.