Filing Details
- Accession Number:
- 0001249155-17-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-11 17:00:51
- Reporting Period:
- 2017-01-11
- Filing Date:
- 2017-01-11
- Accepted Time:
- 2017-01-11 17:00:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SANW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1401385 | K Matthew Szot | 7108 North Fresno Street, Suite 380 Fresno CA 93720 | Evp Finance & Admin And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-11 | 1,100 | $4.75 | 54,001 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Billionaire Hedge Funds
