Filing Details
- Accession Number:
- 0001209191-17-003393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-11 16:42:42
- Reporting Period:
- 2017-01-10
- Filing Date:
- 2017-01-11
- Accepted Time:
- 2017-01-11 16:42:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209414 | C Jeffrey Grace | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-10 | 2,000 | $8.75 | 19,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-10 | 3,000 | $37.05 | 16,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-10 | 2,000 | $0.00 | 2,000 | $8.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,572 | 2020-05-26 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016.
- The option award is fully vested.
Billionaire Hedge Funds
