Filing Details
- Accession Number:
- 0001144204-17-001756
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-11 11:49:45
- Reporting Period:
- 2016-05-27
- Filing Date:
- 2017-01-11
- Accepted Time:
- 2017-01-11 11:49:45
- Original Submission Date:
- 2016-05-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140414 | Legend Oil & Gas Ltd. | LOGL | Drilling Oil & Gas Wells (1381) | 841570556 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536125 | Hillair Capital Investments Lp | C/O Hillair Capital Management Llc 345 Lorton Ave., Suite 303 Burlingame CA 94010 | No | No | Yes | No | |
1642615 | M Sean Mcavoy | 345 Lorton Avenue Suite 303 Burlingame CA 94010 | Yes | No | Yes | No | |
1642616 | Hillair Capital Management Llc | 345 Lorton Avenue Suite 303 Burlingame CA 94010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-01 | 604,155,998 | $0.03 | 604,155,998 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Acquisiton | 2015-10-21 | 321,456,675 | $1,000.00 | 321,456,675 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-01-29 | 47,980,000 | $1,439,400.00 | 47,980,000 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-03-25 | 13,692,933 | $410,788.00 | 13,692,933 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-04-07 | 38,340,200 | $1,150,206.00 | 38,340,200 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-05-27 | 15,336,080 | $460,082.00 | 15,336,080 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-07-05 | 11,000,000 | $330,000.00 | 11,000,000 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-07-27 | 18,333,333 | $550,000.00 | 18,333,333 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-08-22 | 12,833,333 | $385,000.00 | 12,833,333 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2016-12-16 | 11,000,000 | $330,000.00 | 11,000,000 | $0.03 |
Common Stock | Original Issue Discount Senior Convertible Debenture | Acquisiton | 2017-01-03 | 12,833,333 | $385,000.00 | 12,833,333 | $0.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
321,456,675 | 2015-10-21 | No | 4 | P | Direct | |
369,436,675 | 2016-01-29 | 2018-03-01 | No | 4 | P | Direct |
383,129,608 | 2016-03-25 | 2018-03-01 | No | 4 | P | Direct |
421,469,808 | 2016-04-07 | 2018-03-01 | No | 4 | P | Direct |
436,805,888 | 2016-05-27 | 2018-03-01 | No | 4 | P | Direct |
447,805,888 | 2016-07-05 | 2018-03-01 | No | 4 | P | Direct |
466,139,221 | 2016-07-27 | 2018-03-01 | No | 4 | P | Direct |
478,972,554 | 2016-08-22 | 2018-03-01 | No | 4 | P | Direct |
489,972,554 | 2016-12-19 | 2018-03-01 | No | 4 | P | Direct |
502,805,887 | 2017-01-03 | 2018-03-01 | No | 4 | P | Direct |
Footnotes
- The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- The Series B Convertible Preferred Stock does not have an expiration date.