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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906780	Empire Resorts Inc	NYNY	Retail-Eating & Drinking Places (5810)	133714474

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1507667	Laurette Pitts	C/O Monticello Casino And Raceway State Route 17B, P.o. Box 5013 Monticello NY 12701	Evp, Coo, Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.01 Par Value Per Share	Disposition	2017-01-03	1,646	$22.76	12,045	No	4	S	Direct
Common Stock, $.01 Par Value Per Share	Disposition	2017-01-04	45	$23.00	12,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.00, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of Empire Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On January 5, 2017, the reporting person filed a Form 4 mistakenly reporting that she owned 11,995 and 11,950 shares of common stock after taking into account the transactions occurring on January 3, 2017 and January 4, 2017, respectively.