Filing Details
- Accession Number:
- 0000899243-17-000987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-10 17:00:18
- Reporting Period:
- 2017-01-06
- Filing Date:
- 2017-01-10
- Accepted Time:
- 2017-01-10 17:00:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1576263 | Mirati Therapeutics Inc. | MRTX | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015747 | Joseph Lewis | C/O Cay House P.o. Box N-7776 E.p. Taylor Drive Lyford Cay New Providence C5 | No | No | Yes | No | |
1266427 | M Ivan Lieberburg | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1465834 | Neil Reisman | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1465835 | Christopher Fuglesang | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1465836 | Boxer Asset Management Inc. | C/O Cay House P.o. Box N-7776 E.p. Taylor Drive Lyford Cay New Providence C5 | No | No | Yes | No | |
1465837 | Boxer Capital, Llc | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1465914 | I. Aaron Davis | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1468223 | Mva Investors, Llc | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No | |
1579826 | W Rodney Lappe | 4660 La Jolla Village Drive, Suite 500 San Diego CA 92121 | No | No | Yes | No | |
1663609 | Bharatha Shehan Dissanayake | 11682 El Camino Real, Suite 320 San Diego CA 92130 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-06 | 280,059 | $5.60 | 1,037,994 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-01-06 | 6,104 | $5.60 | 435,444 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to purchase) | Acquisiton | 2017-01-06 | 2,341,786 | $5.60 | 2,341,786 | $0.00 |
Common Stock | Warrant (right to purchase) | Acquisiton | 2017-01-06 | 51,047 | $5.60 | 51,047 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,341,786 | 2017-01-06 | No | 4 | P | Direct | |
51,047 | 2017-01-06 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,518 | Direct | |
Common Stock | 13,131 | Direct | |
Common Stock | 37,241 | Direct | |
Common Stock | 77,038 | Direct | |
Common Stock | 87,052 | Direct |
Footnotes
- These securities are owned directly by Boxer Capital, LLC ("Boxer Capital"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of (i) Braslyn Ltd. ("Braslyn"), (ii) Boxer Capital, (iii) Boxer Asset Management Inc. ("Boxer Management"), (v) MVA Investors, LLC ("MVA Investors"), (vi) Joe Lewis, (vii) Rodney W. Lappe, (viii) Ivan M. Lieberburg, (ix) Aaron I. Davis, (x) Neil Reisman, (xi) Shehan B. Dissanayake, and (xii) Christopher Fuglesang (collectively, the "Boxer Group), and indirectly by Boxer Management and Messrs.
- (Continued from Footnote 1) Lewis, Fuglesang, Reisman, Lieberburg, Dissanayake and Davis, by virtue of their ownership in Boxer Capital. Each of Messrs. Fuglesang, Reisman, Lieberburg, Dissanayake and Davis is a member of Boxer Capital. Each member of the Boxer Group other than Boxer Capital disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- These securities are owned directly and solely by MVA Investors, which has sole voting and dispositive power with respect to these securities. Each of Messrs. Fuglesang, Reisman, Lieberburg, Dissanayake and Davis is a member of MVA Investors. Each member of the Boxer Group other than MVA Investors disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
- These securities are owned directly by Christopher Fuglesang, who may be deemed to be a member of the Boxer Group, and includes 11,436 shares received in connection with the pro rata distribution by Boxer Capital to its members on March 16, 2016 (the "Boxer Capital Pro Rata Distribution").
- These securities are owned directly by Neil Reisman, who may be deemed to be a member of the Boxer Group, and includes 4,921 shares received in connection with the Boxer Capital Pro Rata Distribution.
- These securities are owned directly by Ivan M. Lieberburg, who may be deemed to be a member of the Boxer Group, and includes 34,981 shares received in connection with the Boxer Capital Pro Rata Distribution.
- These securities are owned directly by Shehan B. Dissanayake, who may be deemed to be a member of the Boxer Group, and includes 28,869 shares received in connection with the Boxer Capital Pro Rata Distribution.
- These securities are owned directly by Aaron I. Davis, who may be deemed to be a member of the Boxer Group, and includes 32,622 shares received in connection with the Boxer Capital Pro Rata Distribution.
- The warrants do not have an expiration date and are not exercisable to the extent that, following exercise of such warrants, the warrant holder and its affiliates would beneficially own more than 19.99% of the issuer's common stock.