Filing Details
- Accession Number:
- 0000899243-17-000967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-10 16:06:14
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2017-01-10
- Accepted Time:
- 2017-01-10 16:06:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1644406 | Hostess Brands Inc. | TWNK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228754 | Platinum Equity Llc | 360 North Crescent Drive South Building Beverly Hills CA 90210 | No | No | Yes | No | |
1322454 | E Alec Gores | 9800 Wilshire Blvd. C/O Aeg Holdings, Llc Beverly Hills CA 90212 | No | No | Yes | No | |
1471783 | Tom Gores | C/O Platinum Equity Llc 360 North Crescent Drive South Building Beverly Hills CA 90210 | No | No | Yes | No | |
1649197 | Gores Sponsor Llc | 9800 Wilshire Blvd. Beverly Hills CA 90212 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-12-14 | 1,600 | $12.94 | 13,823,132 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-15 | 500 | $12.90 | 13,822,632 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-16 | 29,200 | $12.79 | 13,793,432 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-19 | 2,100 | $12.92 | 13,791,332 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-20 | 165,681 | $12.94 | 13,625,651 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-21 | 546,387 | $13.00 | 13,079,264 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-22 | 158,732 | $12.96 | 12,920,532 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-23 | 186,800 | $12.94 | 12,733,732 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-27 | 36,502 | $12.92 | 12,697,230 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-28 | 19,698 | $12.93 | 12,677,532 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-29 | 21,812 | $12.91 | 12,655,720 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2016-12-30 | 98,663 | $13.01 | 12,557,057 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-01-03 | 672,973 | $13.01 | 11,884,084 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-01-04 | 232,057 | $13.00 | 11,652,027 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-01-05 | 392,295 | $12.96 | 11,259,732 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-01-06 | 600,000 | $12.99 | 10,659,732 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7697 to $12.8997. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8627 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8826 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8981 to $13.2297. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9590 to $12.9607. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9138 to $12.9158. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9806 to $13.0267. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9476 to $13.0408. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9701 to $13.0173. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.