Filing Details
- Accession Number:
- 0001179110-17-000842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-10 14:59:13
- Reporting Period:
- 2017-01-06
- Filing Date:
- 2017-01-10
- Accepted Time:
- 2017-01-10 14:59:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6955 | Actuant Corp | ATU | Misc Industrial & Commercial Machinery & Equipment (3590) | 390168610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358317 | Ted Wozniak | N86 W12500 Westbrook Crossing Menomonee Falls WI 53051 | Vp Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-01-06 | 8,000 | $23.64 | 90,220 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-01-06 | 8,000 | $26.64 | 82,220 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-01-09 | 3,500 | $23.64 | 85,720 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-01-09 | 3,500 | $26.10 | 82,220 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-01-10 | 3,500 | $23.64 | 85,720 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-01-10 | 3,500 | $26.51 | 82,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-06 | 8,000 | $0.00 | 8,000 | $23.64 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-09 | 3,500 | $0.00 | 3,500 | $23.64 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-01-10 | 3,500 | $0.00 | 3,500 | $23.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2017-01-16 | No | 4 | M | Direct | |
| 3,500 | 2017-01-16 | No | 4 | M | Direct | |
| 0 | 2017-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 5,262 | Indirect | By 401(k) |
| Class A Common Stock | 15,692 | Indirect | By Deferred Compensation Plan |
Footnotes
- The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.60 to $26.70. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.13. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.53. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- Option granted under the Actuant Corporation 2002 Stock Option Plan.
- Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.
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